You as a member of the Regulatory Team will be primarily responsible for the monitoring and supervision of staff adherence to regulatory requirements within Corporate Client Solutions (CCS).
• Managing application supporting review of business emails
• Reporting and escalation of potential compliance breaches to CCS Management sourced through various reporting tools.
• Assist with other supervision projects/reviews in cooperation with IBD Management Team
• Graduate or currently studying towards business degree (i.e. commerce)
• Very good knowledge in English
• Very good attention to detail
• Proficiency in Excel would be an asset
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